Hercules Capital, Inc. (HTGC) Holders & Ownership

Hercules Capital, Inc. (HTGC) ownership: Top institutional holder: Sound Income Strategies, LLC ($49.24M). Insider activity: Net Seller (4 buys, 16 sells). 10 recent congressional STOCK Act disclosures. SEC EDGAR first-party data.

Top Institutional Holders (13F)

Source: SEC Form 13F
HolderSharesMarket ValueReported
Sound Income Strategies, LLC3382058.00$49.24M2026-03-31
VAN ECK ASSOCIATES CORP3163981.00$46.73M2026-03-31
UBS Group AG2493992.00$36.84M2026-03-31
TWO SIGMA ADVISERS, LP1922200.00$36.18M2025-12-31
TWO SIGMA INVESTMENTS, LP2324859.00$34.34M2026-03-31
Qube Research & Technologies Ltd2235750.00$33.02M2026-03-31
LPL Financial LLC1795677.00$26.52M2026-03-31
D. E. Shaw & Co., Inc.1548960.00$22.88M2026-03-31

Insider Trading Activity (Form 4)

Source: SEC Form 4
InsiderTransactionValueDate
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Institutional data from SEC Form 13F. Insider data from SEC Form 4. Congressional data from STOCK Act disclosures. Not personalized investment advice.